Covenant Asset Management is committed to safeguarding customer information. This Privacy Policy explains Covenant Capital Managements collection, use, retention and security of information about you. Since your privacy is a priority to us, we will not share non-public information about you with third parties without your consent, except as explained in our Privacy Policy described below.

How We Gather Information

As part of providing you with financial products or services, we may obtain information about you from the following sources:

  • Applications, forms and other information that you provide to us, whether in writing, in person, by telephone, electronically or by any other means. This information may include your name, address and Social Security number.
  • Your transactions with us our affiliates or others. This information may include your account balances and account usage.

Sharing Information

We will only disclose information we possess about you to third parties without your consent as required by law. For example, we may share information with regulatory authorities and law enforcement officials or provide information to protect against fraud.

In addition, with your consent, we may provide information about you to our service providers which may include the custodian of your assets, such as DU Investment Manager Services or Fleet Bank, to help process your applications or service your accounts. Other service providers may include transfer agents, fund administrators and attorneys or other professionals.

Our Former Customers

Even if you are no longer a Covenant Asset Management customer our Privacy Policy will continue to apply to you.

Our Security Practices and Information Accuracy

We also take steps to safeguard customer information. We restrict access to the personal and account information of our customers to those employees who need to know that information in the course of their job responsibilities. We maintain physical, electronic and procedural safeguards that comply with federal standards to protect customer information. We also have internal controls to keep customer information as accurate and complete as we can. It you believe that any information about you is not accurate, please let us know.