How We Gather Information
As part of providing you with financial products or services, we may obtain information about you from the following sources:
- Applications, forms and other information that you provide to us, whether in writing, in person, by telephone, electronically or by any other means. This information may include your name, address and Social Security number.
- Your transactions with us our affiliates or others. This information may include your account balances and account usage.
We will only disclose information we possess about you to third parties without your consent as required by law. For example, we may share information with regulatory authorities and law enforcement officials or provide information to protect against fraud.
In addition, with your consent, we may provide information about you to our service providers which may include the custodian of your assets, such as DU Investment Manager Services or Fleet Bank, to help process your applications or service your accounts. Other service providers may include transfer agents, fund administrators and attorneys or other professionals.
Our Former Customers
Our Security Practices and Information Accuracy
We also take steps to safeguard customer information. We restrict access to the personal and account information of our customers to those employees who need to know that information in the course of their job responsibilities. We maintain physical, electronic and procedural safeguards that comply with federal standards to protect customer information. We also have internal controls to keep customer information as accurate and complete as we can. It you believe that any information about you is not accurate, please let us know.